Coverart for item
The Resource Investor and industry perspectives on investment advisers and broker-dealers, Angela K. Hung ... [et al.], (electronic resource)

Investor and industry perspectives on investment advisers and broker-dealers, Angela K. Hung ... [et al.], (electronic resource)

Label
Investor and industry perspectives on investment advisers and broker-dealers
Title
Investor and industry perspectives on investment advisers and broker-dealers
Statement of responsibility
Angela K. Hung ... [et al.]
Contributor
Subject
Language
eng
Member of
Cataloging source
MiAaPQ
Illustrations
illustrations
Index
no index present
Literary form
non fiction
Nature of contents
  • dictionaries
  • bibliography
Series statement
Technical report
Series volume
TR-556-SEC
Investor and industry perspectives on investment advisers and broker-dealers, Angela K. Hung ... [et al.], (electronic resource)
Label
Investor and industry perspectives on investment advisers and broker-dealers, Angela K. Hung ... [et al.], (electronic resource)
Link
http://libproxy.rpi.edu/login?url=https://ebookcentral.proquest.com/lib/connectny/detail.action?docID=357898
Publication
Note
"RAND Institute for Civil Justice, LRN-RAND Center for Corporate Ethics, Law, and Governance."
Related Contributor
Related Location
Related Agents
Related Authorities
Related Subjects
Related Items
Bibliography note
Includes bibliographical references (p. 199-204)
Color
multicolored
Contents
Regulatory and legal background -- View of the industry from published sources -- Insights from industry data -- Documentation and information provided by firms -- Investors' level of understanding
Dimensions
unknown
http://library.link/vocab/discovery_link
{'f': 'http://opac.lib.rpi.edu/record=b4008009'}
Extent
xxiii, 204 p.
Form of item
  • online
  • electronic
Other physical details
ill. (some col.).
Reproduction note
Electronic reproduction. Ann Arbor, MI : ProQuest, 2015. Available via World Wide Web. Access may be limited to ProQuest affiliated libraries.
Specific material designation
remote

Library Locations

    • Folsom LibraryBorrow it
      110 8th St, Troy, NY, 12180, US
      42.729766 -73.682577
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